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Research Code

 (Modified September 2008)

A. General Policies

1. The provisions of this code apply to all research activities involving utilization of RMBL facilities, and/or involving RMBL- approved research plans, and/or involving research carried on under the umbrella of a RMBL permit. This applies to research on RMBL, Forest Service, and private land.

2. The provisions of this code apply to class and group projects as well as to individual investigators.

3. Failure to comply with any element of the Research Code may be grounds for rejection of subsequent research applications, loss of space, and/or termination of the research, at the discretion of the Executive Director.

B. Research Approval

The Process:

1. A new research application, a continuing research application, or a renewal research application must be submitted by Feb. 1, or 90 days before initiation of the research, whichever comes first. Researchers may request “fast-track” approval of projects under special circumstances. Please note, however, that “fast-track” status will generally not be granted for manipulative studies or studies on non-native species.

2. All research must be approved by the Director and the Research Committee. If the Director and the Research Committee disagree, the project is referred to the Board of Trustees for final approval.

3. All work must be explicitly described in the new or renewal research application. Work will not under any circumstance be considered “approved” unless it is explicitly described within an application and that application is approved.

4. Regardless of whether scientists have outside funding, the RMBL cannot guarantee that any given research application will be approved until it has been reviewed by the Director and the Research Committee.

5. Research projects can be approved for up to five years. Longer-term approval can be granted under special circumstances upon request. Once research has been approved, researchers need only submit a continuing research application. Research projects submitted by new researchers are typically approved for one year.

6. When researchers apply to renew their projects, they must certify that 1) all sites have been appropriately cleaned up, 2) all conditions imposed on the previous project, either by the Director or the Research Committee, have been met, and 3) appropriate metadata have been filed with RMBL (metadata are not required at this point in time). If sites are not cleaned up and conditions of approval for previous research were not followed, depending upon the severity, several things may occur.  Renewal or continuing applications may be denied. Alternatively or in addition, individuals may be billed for the administrative costs of clean-up and/or oversight on future projects.

7. Research shall be conducted on private land only with permission of the owner. Research on Forest Service or other public lands shall be done in accordance with the appropriate regulations. Researchers should provide the Director with documentation on permission to work on private land and/or special permits to work on public land.

8. Research with vertebrate animals requires documentation of appropriate permits and submission of a protocol to the Animal Welfare Committee.

Review criteria used to accept research proposals:

The major criteria for attendance as a student or as an investigator are the promise of or the fulfillment of quality scientific achievement. A secondary consideration in the selection of a research investigator is whether his or her research can benefit by the research currently being conducted at the RMBL, or whether current RMBL research can be enhanced by the presence of the particular investigator.

Additional review criteria/considerations include:

1. Compliance with federal and state law;

2. Compliance with RMBL research policies;

3. Feasibility, including availability of study organisms and necessary facilities at or near the RMBL;

4. Impacts on ongoing research; ongoing research has precedence;

5. Impact on natural systems.  Extensive collections, significant habitat alterations such as modifications of chemical, physical or biological properties of terrestrial or aquatic environments, and introductions of species/genes are less likely to be approved;

6. Long-term allocation of single large research plots;

7. Use of especially unique areas such as Mexican Cut or the Gothic Research Natural Area;

8. Introduction of species, populations or genes not indigenous to the specific study site or the promotion of potentially invasive, exotic species; 

9. Application of substances such as radioactive or stable isotopes, fertilizers, herbicides, pesticides, or any chemical used to manipulate a population or environment;

10. Installation of substantial equipment or structures, or need for extensive foot traffic;

11. For scientists who have worked at the Lab, fulfillment of quality scientific achievement will be based upon a demonstration that they have conducted research/education that has demonstrably benefited from having occurred at the Lab.  Such achievement can be demonstrated by, though it is not limited to, scientific publications, external funding, and grey literature based upon the field work conducted by the scientist and/or his research team through the Lab.

C. Space Assignments

When space is limited, including but not limited to housing, laboratory, or research space, the RMBL Executive Director shall prioritize space assignments according to the criteria identified below. The Executive Director reserves the right to determine whether space is limited and shall have the freedom to set aside unassigned space in order to deal with unanticipated needs. The criteria for prioritizing space (not prioritized by importance) are:

1. Scientific excellence of the proposed research.  Excellent projects should have priority over weaker proposals;

2. Appropriateness of RMBL's location and facilities for the proposed research.  Research that gains tangibly from the RMBL setting or prior work done at RMBL should have priority over research that does not;

3. Evidence of research achievement, or, in the case of younger investigators, promise of excellence as judged by letters of recommendation from established scientists.  Evidence of achievement includes current activity, such as recent publications, grant proposals and awards, student training, etc. Projects proposed by researchers with high levels of scientific achievement should have priority over others, as long as their approval does not diminish intellectual diversity by crowding out other research teams. For scientists who have worked at the Lab, evidence of research achievement and current activity will be evaluated based upon evidence that such achievement and activity have gained tangibly from field work conducted by the scientist and/or his/her research team at the Lab;

4. All other things being equal, RMBL Members with continuing research at the RMBL will receive priority;

5. Research by PIs has priority over educational research projects such as class projects or independent student project; 

6. Researchers with active research plans, who have spent a field season at the RMBL, and who do not have sites mapped into the Lab’s system will be considered to have inactive projects. Research teams of such scientists, including the scientist, shall have low priority for space assignments.

The Executive Director is responsible for interpreting these criteria.

D. Restrictions on Types of Research

1. Research generally should be of a nondestructive nature. Experimental manipulations or sampling procedures that seem likely to have significant long-term or permanent effects, e.g. changes in species composition, ecosystem processes, or genetic structure, are prohibited unless expressly approved by the Director and the Research Committee.

2. Research that is not grossly intrusive may be carried out within the Gothic Townsite.

3. RMBL currently conducts control measures on seven non-native, invasive plants, Matricaria perforata (Scentless Chamomile), Chrysanthemum (=Leucanthemum) leucanthemum (Oxeye Daisy), Barbarea vulgaris (Garden Yellow Rocket), Tragopogon sp. (Salsify), Cirsium arvense (Canada thistle), Linaria vulgaris (Butter and eggs), and Bromus (Bromopsis) inermis (Smooth Brome). New projects should not interfere with ongoing control efforts.  There are an additional 20 non-native species that may be controlled in the future.  Please contact the Director about any potential conflicts between weed control and research projects. 

4. Intrusive research on or holding of vertebrate animals will be approved only if RMBL is the appropriate site to conduct the research, and the work itself is scientifically sound.  Such research must be approved by the Director and the Animal Welfare Committee.  All organisms maintained in captivity must be housed and cared for in a humane fashion and in accordance with current federal and state regulations.

5. The Animal Welfare Committee shall monitor ongoing projects periodically to ensure compliance with state, federal and RMBL requirements.  The Animal Welfare Committee and Director may terminate projects at any time that are not in compliance with regulations.  In the event of termination of a project, the researcher may appeal to the Board of Trustees.

6. Animal Care logs must be filed with the Director at the end of each field season.  A new research season cannot be initiated until logs from the previous season are on file.

7. Until more is known about disease transmission and bee population dynamics, commercial bee colonies will only be allowed under exceptional circumstances.  First, the work must occur inside in a double-enclosed environment.  Second, there must be a good reason why such work must happen at the Lab (as opposed to a Lab space somewhere else).  It may well be that no one can satisfy these two requirements.

E. Conducting/Managing Research

1. Three copies of each publication resulting from work done at the RMBL (that is conducted in the ecosystems surrounding Gothic) shall be transmitted to the Director as soon as they become available.  One copy of each thesis, preferably bound, shall be transmitted to the Director.  The use of RMBL facilities shall be acknowledged in each such publication.

2. All research sites must be mapped and archived using the Lab’s GPS/GIS system. Research sites which are not mapped in such a fashion will not be managed to avoid conflicts with new research and/or infrastructure development.

3. Only active sites will be managed.  Historical sites will not constrain management or future research unless special arrangements have been made with the Executive Director.  

4. Researchers must check the Current Research Map and communicate with the Science Director before initiating research at new sites.  Under certain circumstances, the Science Director will be required to sign off on new sites before research can begin. Faculty and student mentors are responsible for avoiding conflict among their students and other researchers. 

F. Amendment/Interpretation

1. The Executive Director interprets all policies.  His/her decision shall be final, except where the Board of Trustees has reserved the right of interpretation or appeal.

2. The Research Code must be consistent with the Bylaws, the Research Master Plan, and any other Board approved polices.  In case of contradictions concerning research policies, the Research Code yields to Board approved policies.

3. Other materials, including but not limited to written items, emails, information on the website, and oral communications, are only advisory and are controlled by the Research Code (and higher level documents).

4. Formal interpretations of research policies may be obtained by making such a request in writing to the Executive Director.

5. Amendment of the Research Code is by the Executive Director.  Material changes that affect the ability of scientists to conduct research will not go into effect until the first April after they are made.

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